Self-regulatory organizations - PDFSEARCH.IO - Document Search Engine

Self-regulatory organizations
Results: 6954

#	Item
991	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]January 21, 2015 Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 13:33:46 United States Securities and Exchange Commission Investment Stock market Mathematical finance BX Algorithmic trading Securities Exchange Act Order Short Financial markets Financial economics Finance
992	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 12, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rules[removed]Equities and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-13 10:57:42 Financial system Business Financial Industry Regulatory Authority Stock market Securities Exchange Act U.S. Securities and Exchange Commission Limited liability company Broker-dealer Stock exchange United States securities law Financial economics Self-regulatory organizations
993	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 6, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 14:47:30 United States Securities and Exchange Commission Financial economics Investment United States securities law Regulation NMS Euronext New York Stock Exchange Market data IntercontinentalExchange NYSE Euronext Financial markets Economy of the United States
994	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 5, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 09:14:34 United States Securities and Exchange Commission NASDAQ Market data New York Stock Exchange New York City Financial economics Economy of the United States Financial markets Regulation NMS
995	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]January 5, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 09:16:55 Stock market United States Securities and Exchange Commission Investment Securities Exchange Act Business Market data U.S. Securities and Exchange Commission Day trading Direct Edge Financial economics Financial markets
996	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]January 9, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-12 11:26:22 Direct Edge New York Stock Exchange United States
997	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]January 15, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-15 14:36:15 Finance Market maker NASDAQ Order Payment for order flow Short Exchange-traded fund Securities Exchange Act London Stock Exchange Financial economics Financial markets Investment
998	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 14:31:11 Economy of the United States Business Investment Regulation NMS Euronext New York Stock Exchange Market data NASDAQ IntercontinentalExchange NYSE Euronext Financial markets Financial economics
999	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 14, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Act Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-15 09:17:25 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial system Government Securities regulation in the United States SEC filing United States Securities and Exchange Commission United States securities law 73rd United States Congress
1000	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]January 13, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change to Adopt NASDAQ R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-14 08:23:14 Corporate finance Initial public offering United States securities law Finance NASDAQ Securities Exchange Act Stock exchange Stock market Financial economics Investment

UPDATE